Regulatory Compliance

"The successful implementation of the software supported by customisations carried out by iComply, has delivered a robust, state-wide compliance management system." VicRoads.

In today’s business environment there is a growing requirement for institutions to implement compliance and enforcement programs. Regulatory authorities and peak industry bodies are just some of the many organizations needing to meet the increasing demands of self regulation under the constraints of limited resources, time and budget.

iComply has the experience and flexibility to solve any Regulatory Compliance challenge with its consultancy services and award winning software products.

Why iAppraise?

iComply’s iAppraise software is used by high-visibility regulators in road transport, financial services, gaming, and electronic security, both locally and internationally.

iComply provides regulators with a range of project management, customisation, implementation, training and application support services to ensure their ongoing needs and performance goals are achieved.

iComply’s iAppraise software has a number of unique and powerful features which make it the ideal solution for large scale compliance programs needed by institutional users. These include:

A user configurable, high volume entity or membership structure. This enables major organisations to set up their own unique organisation structure within the software, with flexible categorisation and industry segmentation.
Best practice SSL security implementation, with configurable passwords, password expiry, logon tracking, configurable user group permissions, entity visibility assignment, user IP address assignment, restricted access, complete audit trail and more. These meet the stringent demands for web applications imposed by regulatory authorities.
A self assessment capability with virus-checked file attachment. This feature provides limited access to external users via a secure web portal, and enables individual corporations or members to provide self assessments or notifications to the institution, on a scheduled or ad-hoc basis. These may then be subject to internal assessment, evaluation, reporting, and analysis.
Mobile Auditing tools. With specialised data synchronisation capability, our laptop, phone and PDA based software allows for onsite verification audits to be conducted by the institution, while disconnected from the host network. This easy to use software means external audit activities may be carried out and reported in the most expeditious manner.
External User Management. This unique feature allows for external auditors, such as outsourced service practitioners, to conduct audits on behalf of the institution. The web portal or mobile tools can be used without requiring access to the main application.